Michael A. Alfieri
Professional summary
Michael Angelo Alfieri, who also goes by Mike Alfieri, is a registered financial professional currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Angelo Alfieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2003 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 10880 Wilshire Boulevard Suite 2222, Los Angeles, CA 90024September 28, 1992 - March 4, 2003
METROPOLITAN LIFE INSURANCE COMPANY
September 28, 1992 - March 4, 2003
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2009)
(5/2/2003)
(2/23/2004)
Exams
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
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