Michael M. Mcgregor

BROOKSTONE WEALTH ADVISORS

CASTLE ROCK, CO 80108

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CRD#: 2263066

Professional summary

Michael Mark Mcgregor, who also goes by Mark Mcgregor, Michael Mark Mcgregor Jr, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Castle Rock, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Mcgregor | Michael Mark Mcgregor Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCGREGOR WEALTH MANAGEMENT; INVESTMENT RELATED; 757 MALETA LANE, SUITE 204, CASTLE ROCK, CO 80108; OWNER; INSURANCE SALES AND INVESTMENT ADVISORY; STARTED 01/1995; 20 HOURS/MONTH DEVOTED; 25 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES. MCGREGOR TAX ADVISORY; INVESTMENT RELATED; 757 MALETA LANE, SUITE 204, CASTLE ROCK, CO 80108;TAX SERVICES; OWNER; STARTED 02/2010; 5 HOURS/MONTH DEVOTED; 5 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; TAX PREPARATION AND DELIVERY OF INDIVIDUAL RETURNS. AMERICAN FINANCIAL EDUCATION ALLIANCE (AFEA); INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE, SUITE 280, CHARLOTTE, NC 28211; TEACHING; EDUCATOR AND CHAPTER PRESIDENT; STARTED 08/2018; 10 HOURS/MONTH DEVOTED; 4 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; FINANCIAL EDUCATION CLASSES. FMT SOLUTIONS RETIREMENT PLANNING CLASS; INVESTMENT RELATED; 300 OSWEGO POINT DR. #101, LAKE OSWEGO, OR 97034; TEACHING; EDUCATOR; STARTED 01/2020; 7 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER RETIREMENT CLASSES. PROFEDS; INVESTMENT RELATED; PO BOX 124, FOX LAKE IL 60020; TEACHING; INDEPENDENT AFFILIATE EDUCATOR; STARTED 06/2020; 10 HOURS/MONTH DEVOTED; 8 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER EDUCATIONAL COURSES FOR RETIREMENT TO FEDERAL EMPLOYEES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mark Mcgregor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2019 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 757 Maleta Lane Suite 204, Castle Rock, CO 80108

RIA

CRD#: 137658

CASTLE ROCK, CO

Past

June 2, 2015 - March 14, 2019

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

CASTLE ROCK, CO

Past

May 1, 2015 - May 28, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Castle Rock, CO

Past

May 1, 2015 - May 28, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Castle Rock, CO

Past

January 3, 2012 - May 29, 2015

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

CASTLE ROCK, CO

Past

December 23, 2011 - May 29, 2015

WILBANKS SECURITIES, INC.

CRD#: 40673

CASTLE ROCK, CO

Past

June 8, 2011 - December 31, 2011

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

CASTLE ROCK, CO

Past

June 25, 2008 - July 1, 2011

STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.

RIA

CRD#: 142712

CASTLE ROCK, CO

Past

August 26, 2003 - June 8, 2009

NORTH COAST MONEY MANAGEMENT

RIA

CRD#: 120808

ROCKY RIVER, OH

Past

May 30, 2003 - May 17, 2011

HARRISON DOUGLAS, INC.

CRD#: 16515

CASTLE ROCK, CO

Past

September 12, 2002 - February 6, 2003

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 1, 1999 - June 24, 2003

CAPITAL INVESTMENT MANAGEMENT

RIA

CRD#: 109924

DENVER, CO

Past

September 1, 1995 - September 6, 2002

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

April 5, 1995 - April 27, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 14, 1993 - September 19, 1995

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

August 17, 1992 - May 12, 1993

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/20/2021)

IAR

Colorado
(3/18/2019)

IAR

Texas
(10/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/1992

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael M. Mcgregor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mark Mcgregor's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY CAPITAL ADVISORS

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

CONCORDE INVESTMENT SERVICES, LLC

STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.

NORTH COAST MONEY MANAGEMENT

HARRISON DOUGLAS, INC.

SECURITIES SERVICE NETWORK, LLC

CAPITAL INVESTMENT MANAGEMENT

SECURITIES AMERICA, INC.

1717 CAPITAL MANAGEMENT COMPANY

CULLUM & SANDOW SECURITIES, INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/1999

Series 63

Date: 8/25/1992

SIE

Date: 5/29/2015

Series 7

Date: 8/14/1992

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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