Charles W. Burks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Burks JR, who also goes by Chuck Burks, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2005 - October 28, 2016
GREAT NATION INVESTMENT CORPORATION
May 11, 2004 - September 2, 2005
STRONGTOWER FINANCIAL, INC.
April 13, 1998 - May 11, 2004
GREAT NATION INVESTMENT CORPORATION
March 17, 1997 - March 25, 1998
CRISPIN KOEHLER SECURITIES
August 11, 1992 - March 25, 1997
A. B. CULBERTSON AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT NATION INVESTMENT CORPORATION
CRD#: 19981 / SEC#: , 8-39074
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
