Tommy Edward Ricks
CFP®Professional Summary
Tommy Edward Ricks, CFP® was a registered financial advisor. Tommy was a previously registered financial professional and started their career in finance 1992 - 2025. Tommy had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
- Elder Care
- Investment Planning
- Insurance Planning
- Employee and Employer Plan Benefits
- Tax Planning
- Budgeting
- Business Succession Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ETEXFINANCIAL, INC. | ETEXFINANCIAL, INC>
Contact Information
Main Address
El Prado, NMMailing Address
P.o. Box 1154, El Prado, NM 87529-1154Phone Number
(214) 460-1088# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$325,083Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Tommy
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
- Elder Care
- Investment Planning
- Insurance Planning
- Employee and Employer Plan Benefits
- Tax Planning
- Budgeting
- Business Succession Planning
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