John A. Guthery

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CRD#: 2262922

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Armistead Guthery was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1992. John had worked at 5 firms and has passed the Series 63, Series 7TO, Series 87, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 6, 2024 - August 28, 2025

IQVESTMENT, LLC

RIA

CRD#: 157514

WOBURN, MA

Past

November 18, 2020 - January 4, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 26, 2009 - April 25, 2012

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

August 29, 1996 - June 19, 2014

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

October 27, 1992 - March 11, 1996

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IQVESTMENT, LLC

CRD#: 157514 / SEC#: 801-79638

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (2/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/10/2024

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 12/20/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 10/23/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/2/1994

Municipal Securities Principal Examination

Current Firm

IQVESTMENT, LLC

CRD#: 157514 / SEC#: 801-79638

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (2/13/2018 Terminated)

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(877) 486-4702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (8/29/2025)

Regulatory assets under management

Total Number of Accounts	682
AUM (Assets Under Management)	$ 10,851,715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Guthery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

Primary Firm SEC Registration

IQVESTMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/1992

Series 7TO

Date: 3/10/2024

Series 87

Date: 12/20/2004

Series 7

Date: 10/23/1992

Series 53

Date: 8/2/1994

Current Firm

IQVESTMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IQVESTMENT, LLC

TRUST BUT VERIFY

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