Edward J. King

GRANEY& KING

Latham, NY 12110

Some features on this profile are disabled

CRD#: 2262701

Professional summary

Edward James King, CFP® is a registered financial advisor currently at GRANEY& KING, LLC located in Latham, New York and LPL FINANCIAL LLC located in Latham, New York.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/13/2000: GRANEY & KING, LLC - INV REL - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2) 12/04/2006: GRANEY & KING, LLC - INV REL - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - REGISTERED INVESTMENT ADVISOR - 1% OF TIME SPENT - FIXED FEES FOR FINANCIAL PLANS 3) 5/24/2010 - EDWARD J. KING - NON-INVESTMENT RELATED - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - OFFER LONG TERM CARE INSURANCE 4) 9/28/2021 - Graney & King, LLC - DBA: (Hybrid) Graney & King Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/07/2021 - 100 Hours Per Month/6 Hours During Securities Trading. 5) 9/28/2021 - Graney & King, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/07/2021 - 100 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Graney & King, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward James King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

June 25, 2021 - Present

GRANEY& KING, LLC

Office #1: 623 New Loudon Road, Latham, NY 12110

RIA

CRD#: 126461

Latham, NY

Current

July 6, 1998 - Present

LPL FINANCIAL LLC

Office #1: 623 Loudon Road Br#3, Latham, NY 12110

RIA

CRD#: 6413

Latham, NY

Past

September 26, 2013 - December 6, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

BABYLON, NY

Past

September 2, 1992 - July 27, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 2, 1992 - July 27, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANEY& KING, LLC

GRANEY & KING, LLC | GRANEY& KING, LLC

CRD#: 126461 / SEC#: 801-123006

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

New York

Registered Investment Advisory firm - (1/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/22/2021)

California
(7/8/1998)

Colorado
(1/17/2014)

Connecticut
(7/16/1999)

Delaware
(1/2/2009)

Florida
(8/11/2000)

Georgia
(12/3/2014)

Idaho
(6/28/2002)

Maine
(10/15/2003)

Maryland
(9/18/2018)

Massachusetts
(7/27/1998)

New Hampshire
(7/7/2010)

New Jersey
(12/3/2014)

New York
(7/6/1998)

IAR

New York
(6/25/2021)

North Carolina
(9/21/2006)

Ohio
(4/23/2025)

Oregon
(12/3/2014)

Pennsylvania
(9/23/2009)

Rhode Island
(12/3/2014)

South Carolina
(4/27/2000)

Texas
(9/25/2013)

Utah
(8/23/2018)

Vermont
(10/12/1999)

Virgin Islands
(9/6/2012)

Virginia
(10/8/2002)

Washington
(5/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRANEY& KING, LLC

GRANEY & KING, LLC | GRANEY& KING, LLC

CRD#: 126461 / SEC#: 801-123006

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

New York

Registered Investment Advisory firm - (1/25/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

623 New Loudon Road, Latham, NY 12110

Mailing Address

Phone number

(518) 785-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,144
AUM (Assets Under Management)	$ 418,087,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Nichole Raftopoulos

NVEST FINANCIAL, LLC

IAR

Portland, ME

Douglas Kelly

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Latham, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Edward J. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward James King's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GRANEY& KING, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/1/1992

Series 24

Date: 10/1/1998

FINRA

Current Firm

GRANEY& KING, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANEY& KING, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors