Thomas B. Mclean

ADVITICA FINANCIAL PLANNING LLC

TENINO, WA

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CRD#: 2262638

Professional summary

Thomas B Mclean JR., CFP®, who also goes by Thomas B Mclean, is a registered financial advisor currently at ADVITICA FINANCIAL PLANNING LLC located in Tenino, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

Biography

Tom and his family live in Olympia, Washington.  With a 16 year old, many of his after-work activities revolve around his daughter's life.  Tom and his family also enjoy the outdoors and incredible hiking opportunities in the Pacific Northwest.  Additionally, Tom likes reading, gardening, attending his daughter's SOGO concerts, and playing tennis in his spare time.

Question & Answer

What are your service offerings?

Estate Planning

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Retirement Income Management

Investment Planning

Education Planning

Social Security Planning

Do you have an area of expertise or specialization?

Charitable Giving

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Socially Responsible Investmen...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Thomas B Mclean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas B Mclean JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 2, 2018 - Present

ADVITICA FINANCIAL PLANNING LLC

RIA

CRD#: 116052

TENINO, WA

Past

May 9, 2017 - July 19, 2018

VESTORY, LLC

RIA

CRD#: 151858

BELLEVUE, WA

Past

October 15, 2014 - May 1, 2017

NR SMITH AND ASSOCIATES, P.S.

RIA

CRD#: 116894

OLYMPIA, WA

Past

August 22, 2011 - December 21, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LUBBOCK, TX

Past

August 16, 2011 - December 21, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LUBBOCK, TX

Past

November 10, 2008 - September 17, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

AURORA, CO

Past

November 10, 2008 - September 17, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

AURORA, CO

Past

March 1, 2007 - November 4, 2008

EDWARD JONES

RIA

CRD#: 250

THORNTON, CO

Past

January 3, 2005 - November 4, 2008

EDWARD JONES

CRD#: 250

THORNTON, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2004

General Securities Representative Examination

Current Firm

ADVITICA FINANCIAL PLANNING LLC

A.L. RHODES PERSONAL FINANCIAL ADVISORS | RHODES, ALICE LYNN | ALICE LYNN RHODES | ADVITICA FINANCIAL PLANNING LLC | A.L. RHODES PERSONAL FINANCIAL ADVISORS LLC

CRD#: 116052 / SEC#:

Washington

Registered Investment Advisory firm - (7/12/1996 Approved)

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Contact information

Main Address

Tenino, WA

Mailing Address

Phone number

(360) 292-9314

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 18,697,955

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Thomas B. Mclean

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas B Mclean JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTORY, LLC

NR SMITH AND ASSOCIATES, P.S.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2007

Series 63

Date: 12/29/2004

Series 7

Date: 12/22/2004

Current Firm

ADVITICA FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVITICA FINANCIAL PLANNING LLC

TRUST BUT VERIFY

Contact information

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