BP
Bradley W. Poock
SIEBERT ADVISORNXT.
Calabasas, CA 91302
Some features on this profile are disabled
CRD#: 2262554
BP
Professional summary
Bradley W Poock, who also goes by Bradley Wayne Poock, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Calabasas, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley Wayne Poock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Helping father with his business, FSREO, a real estate business. The address is PO Box 4096 Malibu, CA 90264. I hold no title. The start date was 4/20/16. Duties include discussing buys/sells of properties, managing rentals, about 5 hours per month, No specific devotion during trading hours. 2) Ali-Lessens Leads Club, non securities related, member, not paid, 4 hours 3) Frosty Palm, a beverage Co. approx. 15-20 hours per month, % of ownership still to be determined, no financial compensation currently 4) Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley W Poock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2018 - Present
SIEBERT ADVISORNXT, LLC.
Office #1: 24005 Ventura Blvd, Calabasas, CA 91302RIA
CRD#: 288572
Calabasas, CA
Current
January 10, 2018 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212BD
CRD#: 5376
Beverly Hills, CA
Past
August 13, 2012 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
RIA
CRD#: 6670
BEVERLY HILLS, CA
Past
August 10, 2012 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
BEVERLY HILLS, CA
Past
June 1, 2009 - August 16, 2012
MORGAN STANLEY
RIA
CRD#: 149777
BEVERLY HILLS, CA
Past
June 1, 2009 - August 16, 2012
MORGAN STANLEY
BD
CRD#: 149777
BEVERLY HILLS, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BEVERLY HILLS, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BEVERLY HILLS, CA
Past
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BEVERLY HILLS, CA
Past
September 13, 1993 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
Registered Investment Advisory firm - (7/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/29/2023)
RR
California(1/10/2018)
IAR
California(3/15/2018)
RR
Colorado(1/10/2018)
RR
Florida(5/24/2023)
RR
Georgia(1/10/2018)
RR
Hawaii(11/22/2023)
RR
Idaho(4/27/2023)
IAR
Idaho(11/22/2023)
RR
Iowa(1/16/2018)
RR
Kansas(1/12/2018)
RR
Massachusetts(1/16/2018)
RR
Minnesota(1/10/2018)
RR
Nebraska(1/10/2018)
IAR
Nebraska(11/28/2023)
RR
Nevada(11/27/2023)
RR
New Hampshire(11/27/2023)
RR
New Jersey(11/21/2023)
RR
New York(1/10/2018)
RR
North Carolina(11/22/2023)
RR
Oregon(3/4/2021)
RR
Tennessee(4/21/2023)
RR
Texas(1/12/2018)
RR
Utah(11/27/2023)
RR
Washington(1/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/22/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
