JN
John N. Nanni
J. W. COLE ADVISORS
SCOTTSDALE, AZ
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CRD#: 2262465
JN
Professional summary
John Nunzio Nanni, CFP® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Scottsdale, Arizona and J.W. COLE FINANCIAL, INC. located in Scottsdale, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RIPPLEINC.COM (DBA) (SELF EMPLOYED); NOT INVESTMENT RELATED; ADDRESS: 15225 N. 100TH ST; #2192; SCOTTSDALE, AZ 85260 (HOME); NATURE OF BUSINESS: MOTIVATIONAL SPEAKING; POSITION: SPEAKER; DUTIES: SPEAK TO AUDIENCES OF VARIOUS TYPES ON VARIOUS MOTIVATIONAL TOPICS; START DATE: FEB 2003; NUMBER OF HOURS SPENT ON OTHER BUSINESS: 2; HOURS DURING SECURITIES TRADING: 2. (2) SELF EMPLOYED LIFE AND HEALTH INSURANCE BROKER; NOT INVESTMENT RELATED; ADDRESS: 15225 N. 100TH ST; #2192; SCOTTSDALE, AZ 85260 (HOME) NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES; POSITION: SALESMAN; DUTIES: SELL VARIOUS INDIVIDUAL HEALTH, GROUP HEALTH, AND LIFE INSURANCE PRODUCTS TO THE GENERAL PUBLIC AND TO CORPORATIONS; START DATE: JUNE 2001; NUMBER OF HOURS SPENT ON OTHER BUSINESS: 20; HOURS DURING SECURITIES TRADING: 15. (3) DBA: JOHN N. NANNI, MBA (R) B.INVESTMENT RELATED C. 15255 N. 100TH ST UNIT 2192, SCOTTSDALE, AZ F. 07/15/2016 (4) A) DBA: ESTATE PLANNING INNOVATIONS B) NON-INVESTMENT RELATED C) 15225 N 100 ST, #2192, SCOTTSDALE, AZ D) BROKER REVOCABLE LIVING TRUST E) SALESMAN F) START: 11/01/2011 G) 2 HRS/MO H) 2 TRADING HRS I) BROKER REVOCABLE LIVING TRUSTS J) NON-OFFICER/DIRECTOR . (5) TRUSTEE FOR JOHN NANNI TRUST - 8/15/95. (6) Privada Wealth Management; DBA; Investment related; 549 N. Wymore Rd, Ste 208, Maitland, FL 32751; Financial Planning; Certified Financial Planner Practitioner; Serve as a non-compensated consultants on an as needed and case-by-case basis; Start 1/9/24; 1 hour/month during trading. (7) Anthony J. Nanni Construction, Inc.; Non investment related; 15225 N. 100th St; #2192; Scottsdale, AZ 85260; President and Owner; Home remodeling company; Start 12/14/2020; 1 hour/month during trading. (8) Public School System; Not investment related; 7575 E. Main St, Scottsdale, AZ 85251; Substitute Teacher; It's a form of volunteering where I receive a small compensation each day that I substitute to teadh; Start 11/20/2024; 8 hours/month during trading. (9) Notary Public; Not investment related; 15225 N. 100th St, #2192; Scottsdale, AZ 85260; Notarize a few documents per year, typically notarize revocable living trust and accompanying documents; Start 10/1/2001; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view John Nunzio Nanni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
November 15, 2010 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
SCOTTSDALE, AZ
Current
October 6, 2010 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
SCOTTSDALE, AZ
Past
September 18, 2001 - July 30, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
PHOENIX, AZ
Past
September 7, 2001 - July 30, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
July 5, 1994 - September 13, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
July 16, 1992 - July 8, 1994
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/8/2010)
IAR
Arizona(11/15/2010)
RR
Idaho(6/25/2024)
RR
Illinois(6/25/2024)
RR
Kentucky(6/25/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
