Peter J. Campagna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Jon Campagna was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2012 - June 22, 2020
BLACKROCK INVESTMENT MANAGEMENT, LLC
May 21, 2012 - June 18, 2020
BLACKROCK INVESTMENTS, LLC
January 5, 2009 - May 4, 2012
EATON VANCE DISTRIBUTORS, INC.
August 19, 2002 - November 13, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 14, 2000 - August 14, 2002
COREBRIDGE CAPITAL SERVICES, INC.
May 25, 1999 - July 7, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 25, 1997 - May 17, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 3, 1996 - October 27, 1997
IFG NETWORK SECURITIES, INC.
November 3, 1992 - June 5, 1996
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 14, 1992 - November 17, 1992
IDS LIFE INSURANCE COMPANY
August 14, 1992 - November 17, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationCurrent Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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