Omar Fernandez
Professional summary
Omar Fernandez is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in New York, New York.
Omar is registered as a RR (Registered Representative) and started their career in finance in 1992. Omar has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Omar Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2018 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 29 Broadway Suite 1800, New York, NY 10006July 21, 2006 - May 31, 2018
WINDSOR STREET CAPITAL, LP
June 19, 1997 - January 31, 2001
J.W. BARCLAY & CO., INC.
January 6, 1997 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
April 4, 1995 - January 16, 1997
H.J. MEYERS & CO., INC.
January 20, 1995 - April 12, 1995
A. T. BROD & CO. INC.
October 30, 1992 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2018)
(7/16/2018)
(11/10/2020)
(10/10/2018)
(5/21/2018)
(5/25/2021)
(8/16/2018)
(10/30/2018)
(6/7/2018)
(5/21/2018)
(5/21/2018)
(6/11/2018)
(5/21/2018)
(11/14/2018)
(5/21/2018)
(6/12/2018)
(7/29/2025)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(8/24/2018)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(10/6/2023)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(5/21/2018)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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