John D. Browne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John D Browne MR., who also goes by Ernest Browne, John D Browne, John Douglas Browne, John Ernest Douglas De La Browne Mr., John Ernest Douglas Delav Browne, John E.d. De La Valette Browne, Ernest Delavalette, John Ernest Douglas Delavalettebrowne, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - April 8, 2013
WORLD TRENDS WEALTH MANAGEMENT, LLC
March 11, 2008 - October 11, 2011
A.G.P. / ALLIANCE GLOBAL PARTNERS
February 18, 2008 - December 5, 2014
ACN SECURITIES INC.
November 8, 2004 - November 21, 2005
EUROPEAN AMERICAN SECURITIES, INC.
April 24, 1995 - November 1, 2004
CITIGROUP GLOBAL MARKETS INC.
April 24, 1995 - November 1, 2004
CITIGROUP GLOBAL MARKETS INC.
August 30, 1994 - April 27, 1995
CROWN FINANCIAL ASSOCIATES, INC.
November 2, 1993 - June 30, 1994
FAB SECURITIES OF AMERICA, INC.
August 6, 1992 - November 5, 1993
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD TRENDS WEALTH MANAGEMENT, LLC
CRD#: 156276 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 9,000,000 |
Red Flags
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