Jeremiah O. Spitzberg

STONE SUMMIT WEALTH LLC

Miami, FL

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CRD#: 2262146

Professional summary

Jeremiah Otto Spitzberg, who also goes by Jerry Spitzberg, is a registered financial advisor currently at STONE SUMMIT WEALTH LLC located in Miami, Florida.

Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeremiah has worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Spitzberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Otto Spitzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2021 - Present

STONE SUMMIT WEALTH LLC

RIA

CRD#: 315438

Miami, FL

Past

June 7, 1999 - December 7, 2021

NOESIS CAPITAL MANAGEMENT CORP

RIA

CRD#: 110819

BOCA RATON, FL

Past

August 30, 1995 - February 2, 2011

ITA FINANCIAL SERVICES, LLC

CRD#: 38649

BOCA RATON, FL

Past

August 14, 1992 - December 31, 1995

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE SUMMIT WEALTH LLC

STONE POINT WEALTH | STONE SUMMIT WEALTH LLC | STONE SUMMIT WEALTH | STONE POINT WEALTH LLC

CRD#: 315438 / SEC#: 801-123157

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

Florida

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/8/2021)

IAR

Texas
(12/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/12/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/1993

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/18/1993

Financial and Operations Principal Examination

Current Firm

STONE SUMMIT WEALTH LLC

STONE POINT WEALTH | STONE SUMMIT WEALTH LLC | STONE SUMMIT WEALTH | STONE POINT WEALTH LLC

CRD#: 315438 / SEC#: 801-123157

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

Florida

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 491-9396

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- STONE POINT WEALTH LLC (1/17/2025)

Regulatory assets under management

Total Number of Accounts	659
AUM (Assets Under Management)	$ 357,958,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremiah O. Spitzberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Otto Spitzberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOESIS CAPITAL MANAGEMENT CORP

ITA FINANCIAL SERVICES, LLC

NOBLE CAPITAL MARKETS, INC.

Primary Firm SEC Registration

STONE SUMMIT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1992

Series 7

Date: 8/12/1992

Series 24

Date: 12/31/1993

Series 27

Date: 2/18/1993

Current Firm

STONE SUMMIT WEALTH LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE SUMMIT WEALTH LLC

TRUST BUT VERIFY

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