Donald E. Nalls

THE NALLS SHERBAKOFF GROUP

Knoxville, TN 37922

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CRD#: 2262062

Professional summary

Donald Eugene Nalls JR, CFP® is a registered financial advisor currently at THE NALLS SHERBAKOFF GROUP, LLC located in Knoxville, Tennessee.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Donald has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2001-PRESENT: US ARMY RESERVE/NOT INVESTMENT RELATED/ASSISTANT DIVISION COMMANDER/MAY INVOLVE UP TO 20% OR MORE OF TIME, INCLUDING DURING BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Eugene Nalls JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

September 6, 2013 - Present

THE NALLS SHERBAKOFF GROUP, LLC

Office #1: 9724 Kingston Pike Suite 505, Knoxville, TN 37922

RIA

CRD#: 168239

Knoxville, TN

Past

December 3, 2012 - October 4, 2013

C & J WEALTH ADVISORS

RIA

CRD#: 133293

OAK RIDGE, TN

Past

February 17, 2005 - December 4, 2012

PATRIOT INVESTMENT MANAGEMENT GROUP INC

RIA

CRD#: 112155

KNOXVILLE, TN

Past

March 15, 2004 - December 31, 2004

PATRIOT INVESTMENT MANAGEMENT GROUP INC

RIA

CRD#: 112155

KNOXVILLE, TN

Past

September 10, 1992 - November 18, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NALLS SHERBAKOFF GROUP, LLC

THE NALLS GROUP, LLC | YOUNG + SCRAPPY | THE NALLS SHERBAKOFF GROUP, LLC

CRD#: 168239 / SEC#: 801-107462

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

Tennessee

Registered Investment Advisory firm - (3/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/19/2017)

IAR

Tennessee
(9/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/1992

General Securities Representative Examination

Current Firm

THE NALLS SHERBAKOFF GROUP, LLC

THE NALLS GROUP, LLC | YOUNG + SCRAPPY | THE NALLS SHERBAKOFF GROUP, LLC

CRD#: 168239 / SEC#: 801-107462

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

Tennessee

Registered Investment Advisory firm - (3/29/2016 Terminated)

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Contact information

Main Address

9724 Kingston Pike Suite 505, Knoxville, TN 37922

Mailing Address

Phone number

(865) 691-0898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NALLS SHERBAKOFF GROUP, LLC (4/28/2025)

Regulatory assets under management

Total Number of Accounts	835
AUM (Assets Under Management)	$ 293,694,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald E. Nalls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Eugene Nalls JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE NALLS SHERBAKOFF GROUP, LLC

C & J WEALTH ADVISORS

PATRIOT INVESTMENT MANAGEMENT GROUP INC

PATRIOT INVESTMENT MANAGEMENT GROUP INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THE NALLS SHERBAKOFF GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/1992

Series 7

Date: 9/8/1992

Current Firm

THE NALLS SHERBAKOFF GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NALLS SHERBAKOFF GROUP, LLC

TRUST BUT VERIFY

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