Wayne Scott Mernone
ChFC®, CLU®Professional Summary
Wayne Scott Mernone, ChFC®, CLU®, who also goes by Dex Mernone, Wayne Dex Mernone, Wayne S Mernone, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Hamilton, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Hamilton, New Jersey. Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Wayne has worked at 7 firms and has passed the Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dex Mernone, Wayne Dex Mernone, Wayne S Mernone
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
Contact Information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508Phone Number
(877) 232-2142# of Employees
341SEC notice filing (49 States and Territories)
Registered to provide investment advisory services in 49 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
493AUM (Assets Under Management)
$142,352,226Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(1/27/2025)
(6/28/2022)
(2/1/2021)
(5/18/2023)
(1/6/2016)
(9/21/2023)
(10/25/2022)
(8/15/2024)
(1/6/2016)
(6/1/2022)
(3/5/2024)
(10/14/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Wayne Scott Mernone's CRS (Customer Relationship Summary).
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