Theodore E. Kalem

ENCLAVE CAPITAL

MIAMI, FL 33131

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CRD#: 2261915

Professional summary

Theodore Eustace Kalem JR, who also goes by Ted Kalem, Theodore Eustace Kalem, is a registered financial professional currently at ENCLAVE CAPITAL LLC located in Miami, Florida.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 7 and Series 24 exams.

Aliases

Ted Kalem | Theodore Eustace Kalem

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Eustace Kalem JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2021 - Present

ENCLAVE CAPITAL LLC

Office #1: 701 Brickell Avenue Suite 1550, Miami, FL 33131

CRD#: 22732

MIAMI, FL

Past

November 8, 2016 - January 26, 2021

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

NEW YORK, NY

Past

June 24, 2014 - September 6, 2016

MERRIMAN CAPITAL, INC.

CRD#: 18296

San Francisco, CA

Past

April 17, 2013 - June 18, 2014

AGINCOURT, LTD.

CRD#: 36661

NEW YORK, NY

Past

February 12, 2013 - March 15, 2013

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

NEW YORK, NY

Past

September 6, 2012 - February 8, 2013

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

Past

March 8, 2011 - August 23, 2012

SUMMER STREET RESEARCH PARTNERS

CRD#: 127142

NEW YORK, NY

Past

May 1, 2001 - July 17, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 22, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

November 11, 1994 - February 25, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/12/2021)

Exams

State Security Law Exam

Series 63

Date: 3/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/3/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 3/7/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 11/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENCLAVE CAPITAL LLC

CRD#: 22732 / SEC#: , 8-39592

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

301 Yamato Road Suite 2198, Boca Raton, FL 33431

Mailing Address

301 Yamato Road Suite 2198, Boca Raton, FL 33431

Phone number

(646) 454-8600

Established

Delaware since 05/31/1995

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAZZEO, ROBERT LOUIS II	MANAGING MEMBER/CEO	2460221
DUMONT, SUSAN ELIZABETH	CCO	2346501
VITTOR, GREG TODD	FINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER	1864219

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore E. Kalem

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Eustace Kalem JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORINTHIAN PARTNERS, L.L.C.

MERRIMAN CAPITAL, INC.

AGINCOURT, LTD.

CORINTHIAN PARTNERS, L.L.C.

JOHN THOMAS FINANCIAL

SUMMER STREET RESEARCH PARTNERS

J.P. MORGAN SECURITIES INC.

JPMSI

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2011

Series 7TO

Date: 6/3/2025

SIE

Date: 10/1/2018

Series 79

Date: 3/7/2011

Series 7

Date: 11/10/1994

Series 24

Date: 8/3/2011

FINRA

Current Firm

ENCLAVE CAPITAL LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ENCLAVE CAPITAL LLC

TRUST BUT VERIFY

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