John C. Tredinnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Tredinnick, who also goes by John Chris Tredinnick, Chris Tredinnick, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - January 9, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 25, 2010 - April 13, 2012
SECURITY DISTRIBUTORS
October 9, 2007 - January 7, 2009
TRANSAMERICA CAPITAL, LLC
November 30, 2006 - October 5, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 18, 2003 - November 22, 2006
SECURITY DISTRIBUTORS
March 19, 1997 - October 28, 2002
VERAVEST INVESTMENTS, INC.
November 6, 1995 - November 15, 1996
WELLS FARGO CLEARING SERVICES, LLC
November 22, 1992 - November 17, 1995
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
