Michael A. Suppa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Suppa was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2019 - January 22, 2020
WHITAKER SECURITIES LLC
December 15, 2015 - August 31, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
November 5, 2004 - December 3, 2015
WHITAKER SECURITIES LLC
February 5, 1999 - October 22, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 14, 1992 - February 8, 1993
FINANCIAL NORTHEASTERN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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