Janet L. Gentry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Lynne Gentry, who also goes by Janet Fry, Janet Little, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1993. Janet had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - December 1, 2015
SEVEN POINTS CAPITAL, LLC
February 3, 2012 - April 19, 2013
LEGEND SECURITIES, INC.
July 19, 2006 - December 16, 2009
RANGE GLOBAL LLC
April 24, 2006 - June 20, 2006
G-2 TRADING,LLC
February 18, 1998 - June 20, 2006
CARLIN EQUITIES, LLC
June 26, 1995 - May 18, 1998
SUPERIOR FINANCIAL GROUP, INC.
July 15, 1994 - February 21, 1995
BROAD STREET SECURITIES, INC.
March 11, 1993 - September 9, 1994
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEVEN POINTS CAPITAL, LLC
CRD#: 144211 / SEC#: , 8-67644
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
