Jonathan D. David

FNEX CAPITAL

Indianapolis, IN 46204

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CRD#: 2261461

Professional summary

Jonathan Daniel David is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1998. Jonathan has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 24, Series 10 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Daniel David's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2014 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

November 4, 2013 - August 13, 2014

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

August 21, 2009 - July 23, 2010

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 13, 2001 - May 29, 2008

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 29, 1998 - March 15, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 1, 1998 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/27/2014)

New York
(11/25/2014)

Exams

State Security Law Exam

Series 63

Date: 11/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/5/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 9/18/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/12/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 1/29/2001

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FNEX, LLC	MEMBER
HEGER, LOREN EUGENE	CEO, CCO, AMLCO, EXEC. REP.	6143753
TEUFEL, FREDERICK CHARLES	FINOP	2092408

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan D. David

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Daniel David's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARCH CAPITAL CORP.

RBC CAPITAL MARKETS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/12/2013

SIE

Date: 10/1/2018

Series 55

Date: 4/5/2006

Series 3

Date: 9/18/2000

Series 7

Date: 12/24/1997

Series 24

Date: 7/7/2006

Series 10

Date: 6/12/2003

Series 4

Date: 1/29/2001

FINRA

Current Firm

FNEX CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FNEX CAPITAL, LLC

TRUST BUT VERIFY

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