Julio A. Marquez

WEILD & CO.

New York, NY 10169

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CRD#: 2261430

Professional summary

Julio Alfonso Marquez, who also goes by Julio Alfonso Marquez, is a registered financial professional currently at WEILD & CO. located in New York, New York.

Julio is registered as a RR (Registered Representative) and started their career in finance in 1992. Julio has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julio Alfonso Marquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julio Alfonso Marquez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

WEILD & CO.

Office #1: 230 Park Avenue 3rd And 4th Floors, New York, NY 10169

CRD#: 132398

New York, NY

Past

December 15, 2015 - September 18, 2024

YOUNG AMERICA CAPITAL, LLC

CRD#: 150443

MAMARONECK, NY

Past

January 14, 2009 - November 14, 2014

GOTTBETTER CAPITAL MARKETS, LLC

CRD#: 20680

NEW YORK, NY

Past

January 27, 2000 - February 13, 2008

GEM ADVISORS, INC.

CRD#: 20624

NEW YORK, NY

Past

November 5, 1999 - January 21, 2000

VIOLY, BYORUM & PARTNERS, LLC

CRD#: 42126

NEW YORK, NY

Past

December 12, 1995 - April 11, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 17, 1994 - August 4, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 7, 1992 - March 9, 1994

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/18/2024)

Exams

State Security Law Exam

Series 63

Date: 2/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/30/2005

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEILD & CO.

CRD#: 132398 / SEC#: , 8-66593

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone number

(303) 223-9621

Established

New York since 10/22/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEILD & CO., INC.	SOLE MEMBER
ONESTO, RICHARD ERNEST	FINOP	2453096
WEILD, DAVID IV	MEMBER, CHAIRMAN AND CEO	1336395
WEILD, DAVID IV	CHIEF COMPLIANCE OFFICER, AML PRINCIPAL	1336395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julio A. Marquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julio Alfonso Marquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOUNG AMERICA CAPITAL, LLC

GOTTBETTER CAPITAL MARKETS, LLC

GEM ADVISORS, INC.

VIOLY, BYORUM & PARTNERS, LLC

PRUDENTIAL EQUITY GROUP, LLC

CIBC WORLD MARKETS CORP.

DRESDNER KLEINWORT WASSERSTEIN, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1999

Series 27

Date: 9/30/2005

Series 24

Date: 3/22/2004

FINRA

Current Firm

WEILD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEILD & CO.

TRUST BUT VERIFY

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