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Byron L. White

AQS ASSET MANAGEMENT, L.L.C.
AUSTIN, TX 78746
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CRD#: 2261424
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Professional summary


Byron Lee White is a registered financial advisor currently at AQS ASSET MANAGEMENT, L.L.C. located in Austin, Texas.

Byron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Byron has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AQS APPLIED QUANTITATIVE SOLUTIONS, PARTNER

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Byron Lee White's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2004 - Present

AQS ASSET MANAGEMENT, L.L.C.

Office #1: 2700 Via Fortuna, Austin, TX 78746
RIA
CRD#: 131544
AUSTIN, TX
Past

January 14, 2000 - May 3, 2005

TEJAS SECURITIES GROUP, INC.

BD
CRD#: 36705
AUSTIN, TX
Past

February 3, 1998 - October 14, 1998

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX
Past

June 20, 1994 - October 23, 1997

COASTAL SECURITIES, INC.

BD
CRD#: 27834
HOUSTON, TX
Past

October 28, 1992 - July 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AQS ASSET MANAGEMENT, L.L.C.
AQS ASSET MANAGEMENT, L.L.C.

CRD#: 131544 / SEC#: 801-63166

RIA
Registered Investment Advisory firm - (5/18/2004 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(5/17/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/25/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


AA
AQS ASSET MANAGEMENT, L.L.C.
AQS ASSET MANAGEMENT, L.L.C.

CRD#: 131544 / SEC#: 801-63166

RIA
Registered Investment Advisory firm - (5/18/2004 Approved)
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Contact information


Main Address
5806 Mesa Drive Ste 220, Austin, TX 78731
Mailing Address
Phone number
(512) 314-0720
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Part 2 Brochures

AQS PART 2A (PLAIN ENGLISH) 031025 (3/10/2025)

Regulatory assets under management


Total Number of Accounts11
AUM (Assets Under Management)$ 3,449,528,674

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AQS ASSET MANAGEMENT, L.L.C.

CRD#: 131544Austin, TX 78746

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