AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MJ

Michael E. Johnson

Some features on this profile are disabled
CRD#: 2261413
MJ

Professional summary

Michael Eric Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Michael had worked at 5 firms, which includes OREGON PACIFIC FINANCIAL ADVISORS INC, UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, LPL FINANCIAL LLC, NATIONAL PLANNING CORPORATION, CETERA WEALTH SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 16, 2019 - July 1, 2019

OREGON PACIFIC FINANCIAL ADVISORS INC

RIA
CRD#: 110176
MEDFORD, OR
Past

January 7, 2019 - June 21, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
MEDFORD, OR
Past

December 13, 2004 - January 29, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
MEDFORD, OR
Past

December 13, 2004 - January 29, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MEDFORD, OR
Past

March 29, 2004 - December 13, 2004

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
VENTURA, CA
Past

March 18, 2004 - December 13, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

April 15, 1999 - March 15, 2004

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
WESTLAKE VILLAGE, CA
Past

March 11, 1999 - March 15, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

February 1, 1999 - February 3, 1999

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
Past

March 22, 1993 - February 2, 1999

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/23/2005
General Securities Principal Examination

Current Firm

OP
OREGON PACIFIC FINANCIAL ADVISORS INC
OREGON PACIFIC FINANCIAL ADVISORS INC

CRD#: 110176 / SEC#: 801-122218

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
210 West 8th Street, Medford, OR 97501-3171
Mailing Address
Phone number
(541) 772-1116
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV

Part 2 Brochures

Regulatory assets under management

Total Number of Accounts615
AUM (Assets Under Management)$ 157,083,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OREGON PACIFIC FINANCIAL ADVISORS INC

CRD#: 110176

TRUST BUT VERIFY

Monitor Michael Johnson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics