John J. Rezai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Rezai was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2017 - April 12, 2018
BOLTON INVESTMENT
January 29, 2016 - March 15, 2017
QUOIN CAPITAL LLC
March 11, 2013 - December 31, 2013
SECURITY CAPITAL BROKERAGE, INC.
March 8, 2011 - March 11, 2013
MURIEL SIEBERT & CO., LLC
November 13, 2006 - March 18, 2009
MURIEL SIEBERT & CO., LLC
June 21, 2004 - June 26, 2006
MURIEL SIEBERT & CO., LLC
January 2, 2004 - June 18, 2004
SAMUEL A. RAMIREZ & COMPANY, INC.
May 11, 2000 - March 28, 2003
SAMUEL A. RAMIREZ & COMPANY, INC.
June 2, 1999 - April 25, 2000
MAY, DAVIS GROUP INC.
July 31, 1996 - June 1, 1999
BLAYLOCK & COMPANY, INC.
October 28, 1994 - July 22, 1996
PRYOR, COUNTS & CO., INC.
September 3, 1992 - September 29, 1994
THE CHAPMAN CO.
Primary Firm SEC Registration
BOLTON INVESTMENT
CRD#: 104684 / SEC#: 801-46685
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOLTON INVESTMENT
CRD#: 104684 / SEC#: 801-46685
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 138,533,476 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
