Dana C. Churella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Christine Churella was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1993. Dana had worked at 12 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2025 - September 19, 2025
MUTUAL SECURITIES, INC.
June 14, 2024 - July 23, 2025
COMMONWEALTH FINANCIAL NETWORK
June 30, 2022 - April 13, 2023
RAYMOND JAMES & ASSOCIATES, INC.
August 17, 2021 - May 18, 2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 14, 2020 - August 10, 2021
FIDELITY BROKERAGE SERVICES LLC
June 5, 2018 - May 15, 2019
J.P. MORGAN SECURITIES LLC
September 2, 2011 - March 8, 2018
SCOTTRADE, INC.
July 28, 2010 - June 16, 2011
MORGAN STANLEY
January 23, 2008 - July 6, 2010
CHARLES SCHWAB & CO., INC.
April 4, 2007 - September 5, 2007
RBC CAPITAL MARKETS, LLC
September 15, 2004 - April 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 29, 1994 - July 8, 2003
J.P. MORGAN SECURITIES LLC
March 15, 1993 - February 22, 1994
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
