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DC

Dana C. Churella

ASSETMARK BROKERAGE
Phoenix, AZ 85012-2426
Some features on this profile are disabled
CRD#: 2261300
DC

Professional summary

Dana Christine Churella is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Phoenix, Arizona.

Dana is registered as a RR (Registered Representative) and started their career in finance in 1993. Dana has worked at 13 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dana Christine Churella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2026 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 3200 N. Central Avenue 7th Floor, Phoenix, AZ 85012-2426
BD
CRD#: 169804
Phoenix, AZ
Past

July 23, 2025 - September 19, 2025

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Scottsdale, AZ
Past

June 14, 2024 - July 23, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Scottsdale, AZ
Past

June 30, 2022 - April 13, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
SCOTTSDALE, AZ
Past

August 17, 2021 - May 18, 2022

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
Scottsdale, AZ
Past

April 14, 2020 - August 10, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SCOTTSDALE, AZ
Past

June 5, 2018 - May 15, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SCOTTSDALE, AZ
Past

September 2, 2011 - March 8, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
SCOTTSDALE, AZ
Past

July 28, 2010 - June 16, 2011

MORGAN STANLEY

BD
CRD#: 149777
SCOTTSDALE, AZ
Past

January 23, 2008 - July 6, 2010

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SCOTTSDALE, AZ
Past

April 4, 2007 - September 5, 2007

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
PHOENIX, AZ
Past

September 15, 2004 - April 4, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
SCOTTSDALE, AZ
Past

November 29, 1994 - July 8, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 15, 1993 - February 22, 1994

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AB
ASSETMARK BROKERAGE, LLC
ASSETMARK BROKERAGE, LLC

CRD#: 169804 / SEC#: , 8-69391

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Mailing Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Phone number
(818) 528-3727
Established
Delaware since 09/25/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ASSETMARK FINANCIAL HOLDINGS, INC.OWNER
HANSEN, CARRIE ELLENPRESIDENT/ MANAGING PRINCIPAL4781315
KOVAL, JOHN HENRYAML COMPLIANCE OFFICER/ CFO/ FINOP/ PFO/ POO2468284
LAMBUTH, RYAN SCOTTCHIEF COMPLIANCE OFFICER5382199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSETMARK BROKERAGE, LLC

CRD#: 169804Phoenix, AZ 85012-2426

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