Scott D. Bobrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Bobrow was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - February 11, 2003
STG SECURE TRADING GROUP, INC.
January 26, 1999 - October 9, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
June 7, 1996 - November 10, 1998
BARINGTON CAPITAL GROUP, L.P.
January 19, 1994 - May 10, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1992 - February 9, 1994
GIBRALTAR SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/2002
Limited Representative-Equity Trader ExamCurrent Firm
STG SECURE TRADING GROUP, INC.
CRD#: 41216 / SEC#: , 8-49329
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEINER, ALAN DAVID MR. | PRESIDENT | 2537809 |
| SPG OPPORTUNITY FUND LTD | SHAREHOLDER |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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