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RV

Raffi R. Vartanian

KINGSWOOD CAPITAL PARTNERS | First Vice President–Wealth Management
Boca Raton, FL 33487
CRD#: 2261085
Some features on this profile are disabled
RV
Raffi Robert VartanianKINGSWOOD CAPITAL PARTNERS

Professional summary

Raffi Robert Vartanian, who also goes by Ralph Robert Vartanian, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Boca Raton, Florida.

Raffi is registered as a RR (Registered Representative) and started their career in finance in 1992. Raffi has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ralph Robert Vartanian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raffi Robert Vartanian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2026 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 5301 N Federal Hwy Ste 215, Boca Raton, FL 33487
BD
CRD#: 288898
Boca Raton, FL
Past

September 8, 2023 - April 29, 2026

MORGAN STANLEY

RIA
CRD#: 149777
CORAL SPRINGS, FL
Past

September 8, 2023 - April 29, 2026

MORGAN STANLEY

BD
CRD#: 149777
CORAL SPRINGS, FL
Past

September 13, 2013 - September 19, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOCA RATON, FL
Past

September 11, 2013 - September 19, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOCA RATON, FL
Past

June 1, 2009 - September 16, 2013

MORGAN STANLEY

RIA
CRD#: 149777
CORAL SPRINGS, FL
Past

June 1, 2009 - September 16, 2013

MORGAN STANLEY

BD
CRD#: 149777
CORAL SPRINGS, FL
Past

November 6, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
CORAL SPRINGS, FL
Past

November 6, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
CORAL SPRINGS, FL
Past

March 11, 1998 - November 19, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
CORAL SPRINGS, FL
Past

March 6, 1998 - November 19, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CORAL SPRINGS, FL
Past

October 6, 1992 - March 12, 1998

A. F. BEST SECURITIES, INC.

BD
CRD#: 14335
CORAL SPRINGS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(6/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/29/1994
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Disclosures

Regulatory Event1

Red Flags

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Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

First Vice President–Wealth ManagementCRD#: 288898Boca Raton, FL 33487

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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