James D. O'hara
Professional summary
James David O'hara, who also goes by Jamie Ohara, James David Ohara, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 3 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James David O'hara's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 8, 2022 - June 20, 2023
WEILD & CO.
December 15, 1992 - November 5, 1997
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2024)
(7/13/2023)
Exams
Series 7TO
Date: 8/1/2022
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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