William N. Scanlon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Neil Scanlon, who also goes by Bill Scanlon, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2018 - August 16, 2021
ADVANTAGE CAPITAL ADVISORS, LLC
July 19, 2011 - December 31, 2017
ADVANTAGE CAPITAL ADVISORS, LLC
June 13, 2003 - August 31, 2011
LPL FINANCIAL LLC
June 13, 2003 - August 31, 2011
LPL FINANCIAL LLC
May 28, 1999 - June 27, 2003
UBS FINANCIAL SERVICES INC.
May 28, 1999 - June 27, 2003
UBS FINANCIAL SERVICES INC.
February 3, 1995 - June 17, 1999
CIBC WORLD MARKETS CORP.
August 5, 1992 - February 21, 1995
SUTRO & CO. INCORPORATED
July 27, 1992 - September 8, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ADVANTAGE CAPITAL ADVISORS, LLC
CRD#: 158313 / SEC#: 801-118264
Contact information
Red Flags
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