John D. Coon

STERLING CAPITAL DISTRIBUTORS

Inverness, IL

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CRD#: 2260721

Professional summary

John David Coon, who also goes by Dave Coon, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Inverness, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dave Coon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John David Coon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2024 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

Inverness, IL

Past

August 2, 2023 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Inverness, IL

Past

March 13, 2017 - October 18, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Chicago, IL

Past

March 16, 2007 - February 15, 2017

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEW YORK, NY

Past

January 1, 2005 - February 5, 2007

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

CHICAGO, IL

Past

November 1, 2002 - September 9, 2003

ROBERT FLEMING INC.

RIA

CRD#: 1711

NEW YORK, NY

Past

November 1, 2002 - February 6, 2007

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

June 15, 2001 - January 1, 2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

May 1, 2001 - June 15, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 27, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

August 19, 1997 - September 13, 2000

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

Past

December 21, 1994 - August 20, 1997

ALIGHT FINANCIAL SOLUTIONS, LLC

CRD#: 36509

CHICAGO, IL

Past

September 10, 1992 - June 8, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Alaska
(1/2/2025)

Arizona
(1/2/2025)

Arkansas
(1/2/2025)

California
(1/2/2025)

Colorado
(1/2/2025)

Connecticut
(1/2/2025)

Delaware
(1/2/2025)

District of Columbia
(1/2/2025)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Hawaii
(1/2/2025)

Idaho
(1/2/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Kansas
(1/2/2025)

Kentucky
(1/2/2025)

Louisiana
(1/2/2025)

Maine
(1/2/2025)

Maryland
(1/2/2025)

Massachusetts
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

Mississippi
(1/2/2025)

Missouri
(1/2/2025)

Montana
(1/2/2025)

Nebraska
(1/2/2025)

Nevada
(1/2/2025)

New Hampshire
(1/2/2025)

New Jersey
(1/2/2025)

New Mexico
(1/2/2025)

New York
(1/2/2025)

North Carolina
(1/2/2025)

North Dakota
(1/2/2025)

Ohio
(1/2/2025)

Oklahoma
(1/2/2025)

Oregon
(1/2/2025)

Pennsylvania
(1/2/2025)

Puerto Rico
(1/2/2025)

Rhode Island
(1/2/2025)

South Carolina
(1/2/2025)

South Dakota
(1/2/2025)

Tennessee
(1/2/2025)

Texas
(1/2/2025)

Utah
(1/2/2025)

Vermont
(1/2/2025)

Virgin Islands
(1/2/2025)

Virginia
(1/2/2025)

Washington
(1/2/2025)

West Virginia
(1/2/2025)

Wisconsin
(1/2/2025)

Wyoming
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STERLING CAPITAL DISTRIBUTORS, LLC

ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.

CRD#: 103934 / SEC#: , 8-52396

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	CHIEF COMPLIANCE OFFICER / VP / TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. Coon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John David Coon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

JPMORGAN DISTRIBUTION SERVICES, INC.

ROBERT FLEMING INC.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN SECURITIES INC.

JPMSI

NEUBERGER BERMAN MANAGEMENT LLC

ALIGHT FINANCIAL SOLUTIONS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2000

Series 63

Date: 10/1/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/9/1992

Series 24

Date: 12/6/2011

FINRA

Current Firm

STERLING CAPITAL DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STERLING CAPITAL DISTRIBUTORS, LLC

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