Jonathan E. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Ezra Schwartz was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1992. Jonathan had worked at 5 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2019 - December 12, 2025
ETF PORTFOLIO MANAGEMENT LLC
June 7, 2013 - November 12, 2014
KOYOTE TRADING LLC
May 10, 2006 - January 8, 2008
OPUS TRADING FUND LLC
June 6, 1996 - March 16, 2004
SCHONFELD SECURITIES, LLC
December 16, 1992 - May 7, 1996
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 6/6/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
ETF PORTFOLIO MANAGEMENT LLC
CRD#: 145698 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 16,432,985 |
Red Flags
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