Edward J. Aboud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Aboud was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1996 - May 14, 1997
KENNY SECURITIES CORP.
March 11, 1996 - May 6, 1996
MEYERS POLLOCK ROBBINS, INC.
October 7, 1993 - April 3, 1996
AMERIPRISE ADVISOR SERVICES, INC.
April 6, 1993 - October 14, 1993
JOSEPHTHAL & CO., INC.
September 24, 1992 - April 27, 1993
GKN SECURITIES CORP.
July 29, 1992 - October 1, 1992
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENNY SECURITIES CORP.
CRD#: 37552 / SEC#: , 8-47809
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNY CAPITAL MANAGEMENT | OWNER | |
| KOHNE, RICHARD ALBERT | PRESIDENT,CCO | 1068180 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
