Christopher S. O'banner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher S O'banner, who also goes by Christopher Scott O'banner, Chris Scott Obanner, Christopher S Obanner, Christopher Scott Obanner, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2020 - October 29, 2025
MISSIONSQUARE RETIREMENT
December 16, 2020 - October 29, 2025
MISSIONSQUARE INVESTMENT SERVICES
October 31, 2017 - September 30, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
October 30, 2017 - September 30, 2020
ALLSTATE FINANCIAL SERVICES, LLC
July 11, 2016 - November 9, 2017
EMPOWER ADVISORY GROUP, LLC
January 9, 2008 - October 31, 2017
EMPOWER FINANCIAL SERVICES, INC.
July 9, 2002 - December 9, 2005
EMPOWER FINANCIAL SERVICES, INC.
May 3, 2002 - June 20, 2002
AMERIPRISE ADVISOR SERVICES, INC.
February 15, 1999 - February 25, 2002
THE VARIABLE ANNUITY MARKETING COMPANY
January 26, 1996 - May 21, 1997
NORTHERN TRUST SECURITIES, INC.
July 27, 1992 - January 26, 1994
WADDELL & REED
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/19/2023
General Securities Representative ExaminationCurrent Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
