George Gorian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gorian was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1968. George had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 1, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2014 - February 19, 2015
GORIAN INVESTMENTS
July 31, 1997 - March 31, 2014
PAINTER, SMITH AND AMBERG INC.
November 5, 1982 - March 31, 2014
PAINTER, SMITH AND AMBERG INC.
February 24, 1978 - January 22, 1983
MORGAN STANLEY DW INC.
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
November 1, 1968 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/12/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 7/14/1960
Registered Representative ExaminationCurrent Firm
GORIAN INVESTMENTS
CRD#: 159969 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 26,332,958 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
