Thomas W. Matchett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas W. Matchett, who also goes by Thomas Webster III Matchett, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2016 - October 22, 2025
TWO SIGMA SECURITIES, LLC
February 10, 2006 - February 2, 2016
UBS SECURITIES LLC
August 8, 2002 - February 16, 2006
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/2/2004
Limited Representative-Equity Trader ExamCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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