Craig S. Peskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Stuart Peskin was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 9 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2012 - April 29, 2015
T3 TRADING GROUP, LLC
November 1, 2010 - November 2, 2010
COWEN PRIME SERVICES LLC
November 1, 2010 - October 6, 2011
MF GLOBAL INC.
July 23, 2009 - November 2, 2010
SANDERS MORRIS LLC
April 4, 2007 - July 24, 2009
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
July 18, 2002 - March 30, 2007
LEHMAN BROTHERS INC.
August 1, 2000 - June 10, 2002
INSTINET, LLC
April 19, 2000 - August 1, 2000
REUTERS C CORPORATION
August 7, 1995 - March 28, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 1992 - August 26, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
