Joel D. Black

ROCK CREEK ADVISORS LLC

Rapid City, SD 57701-3606

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CRD#: 2259861

Professional summary

Joel David Black is a registered financial advisor currently at ROCK CREEK ADVISORS LLC located in Rapid City, South Dakota.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joel has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Trust Company, LLC Not investment-related 909 St. Joseph Street, Ste. 200, Rapid City, SD 57701 Corporate fiduciary that does not manage investment assets Executive Vice President; member of the LLC Start date - 06/2013 App. number of hours/month devoted to FTC - 60-70 hours Number of hours devoted during trading hours - 2-3 hours daily Serve as CFO/COO for the trust company; primary contact for the regulator (SD Division of Banking); administer trusts for SD-sitused trusts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel David Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2018 - Present

ROCK CREEK ADVISORS LLC

Office #1: 805 Fifth Street, Rapid City, SD 57701-3606

RIA

CRD#: 291281

Rapid City, SD

Past

October 29, 2008 - March 29, 2012

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MINNEAPOLIS, MN

Past

August 12, 2006 - October 24, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 12, 1999 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

May 18, 1993 - December 31, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(1/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/25/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/26/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/1995

General Securities Principal Examination

Current Firm

ROCK CREEK ADVISORS LLC

CRD#: 291281 / SEC#:

South Dakota

Registered Investment Advisory firm - (1/8/2018 Approved)

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Contact information

Main Address

805 Fifth Street, Rapid City, SD 57701-3606

Mailing Address

P.o. Box 3490, Rapid City, SD 57701-3606

Phone number

(651) 492-3534

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 47,273,118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel D. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel David Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

DAIN RAUSCHER INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2017

Series 63

Date: 8/17/1993

Series 7

Date: 2/18/1993

Series 10

Date: 3/25/2004

Series 9

Date: 1/26/2004

Series 24

Date: 5/8/1995

Current Firm

ROCK CREEK ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCK CREEK ADVISORS LLC

TRUST BUT VERIFY

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