Julian Emanuel
Professional summary
Julian Emanuel, who also goes by Julian Emanuel, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.
Julian is registered as a RR (Registered Representative) and started their career in finance in 1992. Julian has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 86, Series 87, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian Emanuel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2021 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055November 16, 2017 - December 6, 2021
BTIG, LLC
April 28, 2010 - November 21, 2017
UBS SECURITIES LLC
August 11, 2009 - April 19, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
May 6, 2009 - April 21, 2010
PREBON FINANCIAL PRODUCTS INC.
February 25, 2009 - April 28, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
January 5, 2005 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
November 1, 2002 - January 7, 2003
FIRST NEW YORK SECURITIES L.L.C.
January 10, 2002 - April 10, 2002
GAM SERVICES, INC.
September 2, 1999 - November 8, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 5, 1992 - July 7, 1994
TULLETT & TOKYO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(1/25/2024)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
(12/15/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/14/2009
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
MEMX LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
