John E. Gorely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edgar Gorely was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1967. John had worked at 9 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2013 - December 1, 2015
WAKE WEALTH MANAGEMENT CO.
July 31, 2013 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
August 17, 2004 - July 31, 2013
VSR FINANCIAL SERVICES, INC.
August 17, 2004 - July 31, 2013
VSR FINANCIAL SERVICES, INC.
June 11, 2002 - December 31, 2004
GORELY, JOHN EDGAR
February 9, 1989 - August 17, 2004
GROVE POINT INVESTMENTS, LLC
October 31, 1983 - January 28, 1989
SOURCE SECURITIES, INC.
July 3, 1980 - November 11, 1983
FSC SECURITIES CORPORATION
July 19, 1977 - July 19, 1980
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
December 19, 1974 - August 15, 1977
ETI INVESTMENT CORPORATION
December 26, 1967 - January 2, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1966
Registered Representative ExaminationSeries 00
Date: 8/20/1975
General Securities Principal ExaminationCurrent Firm
WAKE WEALTH MANAGEMENT CO.
CRD#: 159170 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 8,500,000 |
Red Flags
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