Glenn A. Hottin

WEALTH MANAGEMENT ADVISERS

Milford, CT

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CRD#: 2259576

Professional summary

Glenn Arthur Hottin, AIF®, CFP® is a registered financial advisor currently at WEALTH MANAGEMENT ADVISERS, LLC located in Milford, Connecticut.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Glenn has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Retirement Income Management

Investment Planning

Employee and Employer Plan Ben...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)GLENN HOTTIN 18 CORTLAND PLACE OXFORD, CT 06478. BEGAN 08/01/2009 AS LANDLORD. NOT INVESTMENT RELATED. DEVOTES 40 HRS/YR. NONE DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Arthur Hottin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

CRD#: 39543

OXFORD, CT

Past

January 14, 1998 - November 9, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 27, 1997 - January 14, 1998

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 19, 1992 - February 18, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 19, 1992 - February 18, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/13/1995

General Securities Principal Examination

Current Firm

WEALTH MANAGEMENT ADVISERS, LLC

CRD#: 128836 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/7/2003 Approved)

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Contact information

Main Address

Middletown, CT

Mailing Address

Phone number

(860) 614-0456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 66,180,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Glenn A. Hottin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Arthur Hottin's CRS (Customer Relationship Summary).

Certified licenses

Experience

M & H ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SUNAMERICA SECURITIES, INC.

FFP SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/1994

Series 63

Date: 3/9/1994

Series 7

Date: 8/18/1992

Series 24

Date: 9/13/1995

Current Firm

WEALTH MANAGEMENT ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ADVISERS, LLC

TRUST BUT VERIFY

Contact information

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