Samuel Strohecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Strohecker was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1994. Samuel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2006 - November 4, 2020
AST INVESTMENT SERVICES, INC.
February 26, 2003 - March 24, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
May 20, 1998 - July 12, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 6, 1994 - July 16, 1997
MFS FUND DISTRIBUTORS, INC.
April 25, 1994 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
