Dylan P. Jovine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dylan Paul Jovine was a registered financial professional .
Dylan is a previously registered financial professional and started their career in finance in 1992. Dylan had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2002 - May 8, 2003
GILFORD SECURITIES INCORPORATED
October 4, 2001 - October 10, 2002
DPEC CAPITAL, INC.
July 2, 2001 - September 27, 2001
J.P. TURNER & COMPANY, L.L.C.
March 21, 2001 - July 13, 2001
NORTHEAST SECURITIES, LLC
June 14, 1997 - June 16, 1999
LCP CAPITAL CORP.
September 24, 1996 - June 3, 1997
NORTHEAST SECURITIES, LLC
August 31, 1994 - December 14, 1995
NICHOLS, SAFINA, LERNER & CO. INC.
December 14, 1992 - August 25, 1994
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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