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Dylan Paul Jovine

CRD# 2259553·Registered 1992 - 2003
Previously Registered: Being a previously registered professional could mean that Dylan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dylan Paul Jovine was a registered financial advisor. Dylan was a previously registered financial professional and started their career in finance 1992 - 2003. Dylan had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Past

GILFORD SECURITIES INCORPORATEDPast·CRD# 8076
BD
New York, NY
November 1, 2002 - May 8, 2003
DPEC CAPITAL, INC.Past·CRD# 103737
BD
New York, NY
October 4, 2001 - October 10, 2002
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
July 2, 2001 - September 27, 2001
NORTHEAST SECURITIES, LLCPast·CRD# 25996
BD
Mitchelfield, NY
March 21, 2001 - July 13, 2001
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
June 14, 1997 - June 16, 1999
NORTHEAST SECURITIES, LLCPast·CRD# 25996
BD
Mitchelfield, NY
September 24, 1996 - June 3, 1997
NICHOLS, SAFINA, LERNER & CO. INC.Past·CRD# 35476
BD
New York, NY
August 31, 1994 - December 14, 1995
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
December 14, 1992 - August 25, 1994

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Current Firm

GS
GILFORD SECURITIES INCORPORATED

GILFORD SECURITIES INCORPORATED

CRD#: 8076 / SEC#: 8-24230
BD
Terminated by SEC on 12/28/2015

Contact Information

Established

New York since 09/24/1979

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORTHINGTON, RALPH IVCHAIRMAN AND CEO, CHIEF COMPLIANCE OFFICER472943
SACHS, BONNIE JANE EDELMANDIRECTOR, CFO, COO725100

Disclosures

Regulatory Event

21

Arbitration

29

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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