RB
Robert G. Black
LEGACY PLANNING ADVISORS
Suwanee, GA 30024
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CRD#: 2259459
RB
Professional summary
Robert Gerald Black JR, who also goes by Jerry Black Jr, is a registered financial advisor currently at LEGACY PLANNING ADVISORS, LLC located in Suwanee, Georgia and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Suwanee, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Black Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEGACY PLANNING ADVISORS, LLC (PREVIOUSLY LEGACY PLANNING GROUP, INC [STARTED IN 1994])- INVESTMENT RELATED, 5400 LAUREL SPRINGS PARKWAY, SUITE 101, SUWANEE, GA 30024, REGISTERED INVESTMENT ADVISER, PARTNER, 01/2019, 200 HOURS PER MONTH, DURING TRADING, FINANCIAL PLANNING AND ASSET MANAGEMENT PRIMARILY THROUGH THIRD PARTY MANAGERS.
2. ELDER - NOT INVESTMENT RELATED, 9500 MEDLOCK BRIDGE ROAD DULUTH GA 30097, CHURCH, ELDER AT CHURCH, 1997, 10-20 HOURS/MONTH, 2-4 HOURS DURING TRADING, ELDER.
3. FIXED INSURANCE - INVESTMENT RELATED, 5400 LAUREL SPRINGS PKWY STE 101 SUWANEE GA 30024, FIXED INSURANCE SALES, PARTNER/AGENT, 1990, 5 HOURS/MONTH DURING TRADING, CLIENT MEETINGS, RUN ILLUSTRATIONS AND SERVICE POLICIES - MARKETS THIS SERVICE AS LEGACY PLANNING ADVISORS, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Gerald Black JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 26, 2024 - Present
LEGACY PLANNING ADVISORS, LLC
Office #1: 5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024RIA
CRD#: 121289
Suwanee, GA
Current
May 31, 2012 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024RIA
BD
CRD#: 126514
Suwanee, GA
Past
October 31, 2005 - June 4, 2012
OSAIC SERVICES, INC.
BD
CRD#: 133763
SUWANEE, GA
Past
May 17, 2004 - December 31, 2023
LEGACY PLANNING ADVISORS, LLC
RIA
CRD#: 121289
SUWANEE, GA
Past
May 29, 2003 - May 13, 2004
YOUR RETIREMENT COACH
RIA
CRD#: 125573
MARIETTA, GA
Past
May 19, 1995 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 25, 1993 - June 30, 1995
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
September 22, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
BD
CRD#: 5066
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY PLANNING ADVISORS, LLC
LEGACY PLANNING ADVISORS, LLC | LEGACY PLANNING GROUP, INC
CRD#: 121289 / SEC#: 801-112270
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2003 Failure to Renew)Texas
Registered Investment Advisory firm - (2/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2012)
RR
Arizona(6/4/2012)
RR
Colorado(10/28/2019)
RR
Florida(5/31/2012)
RR
Georgia(5/31/2012)
IAR
Georgia(12/26/2024)
RR
Kentucky(6/27/2016)
RR
New Mexico(5/31/2012)
RR
North Carolina(6/4/2012)
RR
Oklahoma(1/13/2023)
RR
South Carolina(6/4/2012)
IAR
South Carolina(12/26/2024)
RR
Texas(1/2/2019)
IAR
Texas(12/26/2024)
RR
Washington(8/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LEGACY PLANNING ADVISORS, LLC
LEGACY PLANNING ADVISORS, LLC | LEGACY PLANNING GROUP, INC
CRD#: 121289 / SEC#: 801-112270
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2003 Failure to Renew)Texas
Registered Investment Advisory firm - (2/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 Laurel Springs Parkway Suite 101, Suwanee, GA 30024
Mailing Address
Phone number
(770) 919-2075
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 192,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
