George L. Gore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Louis Gore JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 12 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1988 - January 9, 1991
H. T. FLETCHER SECURITIES INCORPORATED
March 11, 1986 - August 20, 1987
MARSHALL DAVIS, INC.
June 21, 1985 - February 4, 1986
HICKEY, KOBER, INCORPORATED
April 21, 1983 - September 25, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
August 10, 1982 - October 29, 1983
THE WESTFIN CORPORATION
May 28, 1978 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
April 5, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
October 25, 1976 - April 28, 1977
B. J. LEONARD AND COMPANY, INC.
March 14, 1975 - February 21, 1976
PITTMAN & COMPANY, INCORPORATED
September 30, 1974 - November 8, 1975
M. S. WIEN & CO., INC.
August 6, 1974 - December 31, 1975
FESENMYER & CO., INC.
February 18, 1970 - August 20, 1974
MOUNTAIN PACIFIC INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/11/1970
Registered Representative ExaminationSeries 40
Date: 9/22/1978
Registered Principal ExaminationCurrent Firm
H. T. FLETCHER SECURITIES INCORPORATED
CRD#: 17297 / SEC#: , 8-35016
Contact information
Documents
Red Flags
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