Raymond N. Catone

LAS OLAS CAPITAL ADVISORS

Fort Lauderdale, FL 33301

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CRD#: 2259396

Professional summary

Raymond Nicholas Catone, who also goes by Raymond Catone, is a registered financial advisor currently at LAS OLAS CAPITAL ADVISORS, LLC located in Fort Lauderdale, Florida and LAS OLAS CAPITAL PARTNERS, LLC located in Ft. Lauderdale, Florida.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Raymond has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond Catone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Las Olas Capital- Go Green GP, LLC; Investment Related; Ft. Lauderdale, FL; General Partner and Manager; Started 01/2022; Devotes 10 hours per month 2) Las Olas Capital- Real Estate Fund IV GP, LLC; Investment Related; Ft. Lauderdale, FL; General Partner and Manager; Started 01/2022; Devotes 10 hours per month 3) Las Olas Capital- Real Estate Fund VI GP, LLC; Investment Related; Ft. Lauderdale, FL; General Partner and Manager; Started 01/2022; Devotes 10 hours per month 4) Las Olas Capital Management, LLC; Investment Related; Ft. Lauderdale, FL; Manager of the Fund Management Company; Started 01/2022; Devotes 10 hours per month 5) Stiles Las Olas Capital SEP GC, LLC; Investment Related; Ft. Lauderdale, FL; General Partner & Manager; Started 04/2024; Devotes 10 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Nicholas Catone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2017 - Present

LAS OLAS CAPITAL ADVISORS, LLC

Office #1: 888 East Las Olas Blvd Suite 200, Fort Lauderdale, FL 33301

RIA

CRD#: 175077

Fort Lauderdale, FL

Current

March 1, 2019 - Present

LAS OLAS CAPITAL PARTNERS, LLC

Office #1: 888 E Las Olas Blvd. Suite 200, Ft. Lauderdale, FL 33301Office #2: 888 E Las Olas Bldv. Suite 200, Ft. Lauderdale, FL 33301

CRD#: 297905

Ft. Lauderdale, FL

Past

February 24, 2017 - May 1, 2017

CAPITAL GUARDIAN, LLC

CRD#: 137919

ft lauderdale, FL

Past

March 13, 2013 - January 5, 2015

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 17053

SAN JUAN, PR

Past

March 7, 2012 - February 17, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

March 6, 2012 - February 17, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

July 21, 2010 - March 9, 2012

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

MIAMI, FL

Past

September 22, 2008 - March 9, 2012

BARCLAYS CAPITAL INC.

CRD#: 19714

MIAMI, FL

Past

March 19, 1997 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

MIAMI, FL

Past

November 23, 1994 - March 21, 1997

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAS OLAS CAPITAL ADVISORS, LLC

LAS OLAS CAPITAL ADVISORS, LLC | TRUCLARITY WEALTH ADVISORS -FORT LAUDERDALE, LLC | TRUCLARITY WEALTH ADVISORS - FORT LAUDERDALE, LLC

CRD#: 175077 / SEC#: 801-100492

RIA

Registered Investment Advisory firm - (7/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/20/2017)

Florida
(3/18/2019)

New York
(6/1/2020)

IAR

Texas
(4/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 11/12/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 5/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/1/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/16/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/23/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/6/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

LAS OLAS CAPITAL ADVISORS, LLC

LAS OLAS CAPITAL ADVISORS, LLC | TRUCLARITY WEALTH ADVISORS -FORT LAUDERDALE, LLC | TRUCLARITY WEALTH ADVISORS - FORT LAUDERDALE, LLC

CRD#: 175077 / SEC#: 801-100492

RIA

Registered Investment Advisory firm - (7/15/2015 Approved)

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Contact information

Main Address

888 East Las Olas Blvd Suite 200, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(954) 289-4692

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP BROCHURE (3/28/2025)

ADV 2A - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 386,538,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Raymond N. Catone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Nicholas Catone's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAS OLAS CAPITAL PARTNERS, LLC

CAPITAL GUARDIAN, LLC

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

LAS OLAS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2010

Series 63

Date: 9/11/1995

Series 79TO

Date: 11/12/2018

SIE

Date: 5/1/2017

Series 3

Date: 12/1/1995

Series 7

Date: 11/16/1994

Series 24

Date: 2/22/2012

Series 10

Date: 10/23/2001

Series 9

Date: 8/6/2001

FINRA

Current Firm

LAS OLAS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAS OLAS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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