Krishna Shankar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Krishna Shankar, who also goes by Krishnamurthi Shankar, was a registered financial professional .
Krishna is a previously registered financial professional and started their career in finance in 1994. Krishna had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - January 2, 2018
MIDTOWN PARTNERS
December 6, 2011 - June 28, 2016
ROTH CAPITAL PARTNERS, LLC
April 13, 2010 - December 1, 2011
THINKEQUITY LLC
September 6, 2002 - November 21, 2008
CITIZENS JMP SECURITIES, LLC
July 21, 2000 - June 12, 2002
BANC OF AMERICA SECURITIES LLC
June 30, 1999 - June 22, 2000
NEEDHAM & COMPANY, LLC
October 31, 1994 - September 24, 1998
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIDTOWN PARTNERS
CRD#: 104223 / SEC#: , 8-52685
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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