Clifford O. Straub
LIFESTYLE FINANCIAL STRATEGIES
Middletown, CT 06457
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CRD#: 2259152
Professional summary
Clifford Otto Straub, CFP® is a registered financial advisor currently at LIFESTYLE FINANCIAL STRATEGIES, LLC located in Middletown, Connecticut.
Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Clifford has worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.
Biography
Our clients are time starved established professionals that don’t want to “do it all myself,” recognize the value of their time, and want to avoid making costly mistakes.
We help people that are suddenly single as a result of a major life transition and don’t have the experience to manage all aspects of their financial lives.
And, we work with not-for-profits to reduce their investment expenses and enhance their investment performance so they can provide better financial support to their mission.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIDDLETOWN ROTARY CLUB
SCHOLARSHIP TRUST
NOT AN INVESTMENT RELATED BUSINESS
P.O. BOX 1107
MIDDLETOWN, CT 06457
CIVIC CLUB
TRUSTEE
02/2011 TO PRESENT
HOURS PER MONTH = 0.5
HOURS DURING SECURITIES TRADING HOURS = 0.5 PER MONTH
ONE OF THREE TRUSTEES THAT OVERSEES THE SCHOLARSHIP ENDOWMENT ACCOUNT
MIDDLESEX UNITED WAY
BOARD OF DIRECTORS
NOT AN INVESTMENT-RELATED BUSINESS
100 RIVERVIEW CENTER
SUITE 230
MIDDLETOWN, CT 06457
CHARITABLE FUNDRAISING AND COMMUNITY SUPPORT
01/2005 TO PRESENT
HOURS PER MONTH = 2.0
HOURS DURING SECURITIES TRADING HOURS = 2.0
BOARD OF DIRECTORS
EXECUTIVE COMMITTEE
FINANCE COMMITTEE
INVESTMENT COMMITTEE
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Otto Straub's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
April 30, 2008 - Present
LIFESTYLE FINANCIAL STRATEGIES, LLC
Office #1: 100 Riverview Center Suite 316, Middletown, CT 06457RIA
CRD#: 145846
Middletown, CT
Past
July 11, 2006 - July 7, 2008
WRP INVESTMENTS, INC.
BD
CRD#: 7365
MIDDLETOWN, CT
Past
July 3, 2006 - July 7, 2008
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
MIDDLETOWN, CT
Past
July 17, 2003 - November 5, 2004
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
November 10, 2000 - August 21, 2001
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
July 29, 1992 - October 9, 1993
SHAWMUT BROKERAGE, INC.
BD
CRD#: 17081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(4/30/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LIFESTYLE FINANCIAL STRATEGIES, LLC
LIFESTYLE FINANCIAL STRATEGIES, LLC
CRD#: 145846 / SEC#:
Connecticut
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Contact information
Main Address
100 Riverview Center Suite 316, Middletown, CT 06457
Mailing Address
Phone number
(860) 344-8356
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 24,755,336 |
Red Flags
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