William R. Daniels

LIVE OAK ADVISORS

Hillsborough, CA

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CRD#: 2259122

Professional summary

William Russell Daniels III, who also goes by Bill Daniels III, is a registered financial advisor currently at LIVE OAK ADVISORS, LLC located in Hillsborough, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Daniels Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

110 Doheny LLC, Manager since 9/2012, Investment Related, Real Estate Holdings, spends approximately 2 hours per week. Located at the address listed in Item 1. Workbook Creative, Inc., CEO since 6/2018. non-investment related, digital publishing, spends approximately 10 hours per week. Located at the address listed in Item 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Daniels III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2000 - Present

LIVE OAK ADVISORS, LLC

RIA

CRD#: 118417

Hillsborough, CA

Past

July 8, 1999 - March 13, 2000

E*OFFERING

CRD#: 36717

SAN FRANCISCO, CA

Past

March 12, 1999 - June 30, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

September 1, 1998 - March 15, 1999

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

July 7, 1997 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

September 1, 1992 - July 7, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/1992

General Securities Representative Examination

Current Firm

LIVE OAK ADVISORS, LLC

CRD#: 118417 / SEC#:

California

Registered Investment Advisory firm - (5/15/2000 Approved)

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Contact information

Main Address

Hillsborough, CA

Mailing Address

Po Box 1756, Burlingame, CA 94011

Phone number

(650) 796-7209

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 5,674,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Daniels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Daniels III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIVE OAK ADVISORS, LLC

E*OFFERING

PERSHING LLC

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/1993

Series 63

Date: 9/15/1992

Series 7

Date: 8/28/1992

Current Firm

LIVE OAK ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIVE OAK ADVISORS, LLC

TRUST BUT VERIFY

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