William R. Daniels
Professional summary
William Russell Daniels III, who also goes by Bill Daniels III, is a registered financial advisor currently at LIVE OAK ADVISORS, LLC located in Hillsborough, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Russell Daniels III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2000 - Present
LIVE OAK ADVISORS, LLC
July 8, 1999 - March 13, 2000
E*OFFERING
March 12, 1999 - June 30, 1999
PERSHING LLC
September 1, 1998 - March 15, 1999
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
July 7, 1997 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
September 1, 1992 - July 7, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2000)
Exams
Current Firm
LIVE OAK ADVISORS, LLC
CRD#: 118417 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 5,674,596 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
