Francis X. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Xavier Murphy JR, who also goes by Francis Xavier Murphy, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1992. Francis had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2012 - January 3, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
September 5, 2007 - January 10, 2012
EQUITABLE DISTRIBUTORS, LLC
January 3, 2007 - September 25, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 14, 2005 - November 7, 2006
CCO CAPITAL, LLC
July 20, 2005 - September 7, 2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 11, 2004 - July 11, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
December 4, 2002 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
June 7, 2002 - November 15, 2002
AIM PRIVATE ASSET MANAGEMENT
February 27, 1997 - November 15, 2002
INVESCO DISTRIBUTORS, INC.
August 17, 1992 - February 21, 1997
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
