Jonathan B. Shearer

Some features on this profile are disabled

CRD#: 2258920

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Beatty Shearer, who also goes by Johnny Shearer, Jon Shearer, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1992. Jonathan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Johnny Shearer | Jon Shearer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2014 - August 17, 2017

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

May 8, 2014 - August 7, 2014

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884

NEW YORK, NY

Past

April 23, 2013 - February 20, 2014

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

November 21, 2011 - April 23, 2013

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884

NEW YORK, NY

Past

September 20, 2010 - October 21, 2011

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

August 3, 2009 - August 31, 2010

KOYOTE TRADING LLC

CRD#: 149672

NEW YORK, NY

Past

September 20, 2005 - October 8, 2009

SCHOTTENFELD GROUP LLC

CRD#: 128103

NEW YORK, NY

Past

September 29, 1995 - December 5, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

August 10, 1993 - July 26, 1995

YORK SECURITIES, INC.

CRD#: 8056

NEW YORK, NY

Past

July 23, 1993 - July 29, 1993

T.R. WINSTON & COMPANY, LLC

CRD#: 10571

BEDMINSTER, NJ

Past

August 3, 1992 - July 27, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/8/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 8/27/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/1/1992

General Securities Representative Examination

Current Firm

CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

27 Union Square West 4th Floor, New York, NY 10003

Mailing Address

27 Union Square West 4th Floor, New York, NY 10003

Phone number

(646) 597-6100

Established

Delaware since 05/30/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CHIMCAP HOLDINGS LLC	MEMBER
GERSTENBLATT, JARED SCOTT	MANAGING PARTNER	3080361
GRIMALDI, CHRISTOPHER JAYSON	CCO / MANAGING PARTNER	2676681
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan B. Shearer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERUS CAPITAL PARTNERS, LLC

CHIMERA SECURITIES, LLC

MERUS CAPITAL PARTNERS, LLC

ECHOTRADE LLC

KOYOTE TRADING LLC

SCHOTTENFELD GROUP LLC

SCHONFELD SECURITIES, LLC

YORK SECURITIES, INC.

T.R. WINSTON & COMPANY, LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1992

Series 63

Date: 8/7/1992

SIE

Date: 8/17/2017

Series 55

Date: 12/8/1999

Series 3

Date: 8/27/1992

Series 7

Date: 8/1/1992

Current Firm

CHIMERA SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CHIMERA SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors